Canadian Imperial Bank of Commerce
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
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Complaints Contact
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Federico Cristiano Rolando
IRN FXR01037
- CF23 Corporate Finance Adviser (22 Mar 2002 to 29 Mar 2004)
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Filippo Gori
IRN FXG00075
- [FCA CF] Client dealing (since 22 Jul 2022)
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Filippo Jacazio
IRN FXJ01032
- CF21 Investment Adviser (16 Feb 2005 to 30 Mar 2006)
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Fiona Jane Mary Paulus
IRN FJP01014
- CF29 Significant management (4 Feb 2013 to 23 Sep 2015)
- CF30 Customer (4 Feb 2013 to 23 Sep 2015)
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Fiona Michelle Woodrup
IRN FMW01011
- CF30 Customer (1 Nov 2007 to 31 Jan 2011)
- CF21 Investment Adviser (14 Nov 2006 to 31 Oct 2007)
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Francis Benevento
IRN FXB01050
- CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)
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Francis Evan Lewis
IRN FEL01012
- CF30 Customer (23 Oct 2013 to 6 Mar 2016)
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Franck Risler
IRN FXR01030
- CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- CF29 Significant management (1 Nov 2007 to 22 Dec 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Aug 2007 to 31 Oct 2007)
- CF1 Director (21 May 2007 to 3 Aug 2007)
- CF21 Investment Adviser (11 Jan 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Dec 2001 to 11 Jan 2002)
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Francois Dauban
IRN FXD79938
- [FCA CF] Client dealing (since 10 Nov 2025)
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Francois Monette
IRN FXM01615
- [FCA CF] Client dealing (6 Mar 2017 to 16 Dec 2022)
- CF30 Customer (5 Feb 2015 to 6 Mar 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.