Canada Life Platform Limited

• Principal Place of Business

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

  Web

  https://www.canadalife.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates” on the permission
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sanam Shah

  IRN SXS00674

  • [FCA CF] Manager of certification employee (5 Jul 2021 to 20 Apr 2022)
• Sarah Parkinson

  IRN SXP53319

  • Director of firm who is not a certification employee or a SMF manager (since 31 Aug 2023)
• Sean Derek Christian

  IRN SDC01110

  • [FCA CF] Manager of certification employee (since 4 Dec 2023)
  • [FCA CF] Significant management (since 13 Jan 2021)
• Sean White

  IRN SXW53302

  • [FCA CF] Significant management (9 Dec 2019 to 21 Apr 2020)
• Shaun Marcus Temple Brown

  IRN SXT17139

  • [FCA CF] Significant management (10 Oct 2022 to 20 Jul 2023)
• Simon Gregory Michael Whitehead

  IRN SGW00021

  • CF29 Significant management (29 Nov 2013 to 17 Apr 2014)
  • CF1 Director (29 Nov 2013 to 17 Apr 2014)
• Stephen Grigg

  IRN SXG02466

  • [PRA CF] Key function holder (9 Dec 2019 to 31 May 2020)
  • SMF20 Chief Actuary (10 Dec 2018 to 29 May 2020)
  • SIMF20 Chief Actuary Function (21 Jun 2018 to 9 Dec 2018)
• Steven Cameron

  IRN SJC01474

  • SMF16 Compliance Oversight (6 Feb 2020 to 19 Dec 2022)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Jun 2020)
• Steven James Allibone

  IRN SJA01168

  • CF11 Money Laundering Reporting (29 Nov 2013 to 22 Dec 2014)
  • CF10 Compliance Oversight (29 Nov 2013 to 22 Dec 2014)
  • CF28 Systems and controls (29 Nov 2013 to 22 Dec 2014)
• Stuart Edmund Robinson

  IRN SER01063

  • [FCA CF] Manager of certification employee (since 5 Apr 2022)

No changes recorded yet.