Canada Life Platform Limited

• Principal Place of Business

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

  Web

  https://www.canadalife.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates” on the permission
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Begbie Langlands

  IRN MBL01045

  • CF10 Compliance Oversight (23 Jun 2015 to 4 Oct 2015)
  • CF11 Money Laundering Reporting (23 Jun 2015 to 4 Oct 2015)
• Martin Yarnall

  IRN MXY53303

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 21 Apr 2020)
• Matt Logan

  IRN MDL01130

  • SMF3 Executive Director (16 Mar 2021 to 19 Jul 2022)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Jun 2020)
  • SMF2 Chief Finance (10 Dec 2018 to 24 Aug 2020)
  • CF28 Systems and controls (11 Jun 2018 to 23 Jul 2018)
  • SIMF2 Chief Finance Function (11 Jun 2018 to 9 Dec 2018)
• Matthew Monk

  IRN MXM48112

  • [FCA CF] Manager of certification employee (12 Dec 2022 to 15 Nov 2023)
• Michael Edward Fairey

  IRN MEF01037

  • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 2 Jan 2018)
  • CF2 Non Executive Director (29 Nov 2013 to 6 Mar 2016)
• Michel Gonnard

  IRN MXG02481

  • CF29 Significant management (4 Jan 2016 to 9 Dec 2018)
• Nancy Russell

  IRN NXR20211

  • [PRA CF] Key function holder (21 Apr 2020 to 10 Jun 2020)
  • SMF5 Head of Internal Audit (14 Feb 2020 to 24 Aug 2020)
• Narmadha Riley

  IRN NXR00061

  • [FCA CF] Significant management (18 Oct 2023 to 11 Mar 2024)
• Nathan Victor Moss

  IRN NVM01005

  • SMF9 Chair of the Governing Body (24 Nov 2022 to 31 Aug 2023)
  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 1 Sep 2022)
• Neil Ellery

  IRN NJE01019

  • [FCA CF] Significant management (29 Jan 2021 to 31 Aug 2023)

No changes recorded yet.