Canada Life Limited

• Principal Place of Business

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalife.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Andrew Bartram

  IRN SXB00899

  • [FCA CF] Significant management (5 Apr 2022 to 30 Sep 2022)
  • [PRA CF] Significant risk taker or Material risk taker (5 Apr 2022 to 30 Sep 2022)
• Stephen Chee Man Tsu

  IRN SCT01024

  • CF1 Director (1 Dec 2001 to 31 Dec 2003)
• Stephen Conway

  IRN SXC00017

  • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
• Stephen David Bradley

  IRN SDB00009

  • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
• Stephen David McArdle

  IRN SDM00003

  • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
• Stephen James Matthews

  IRN SJM01458

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2026)
• Stephen James Pearce

  IRN SJP01211

  • CF22 Investment Adviser (Trainee) (30 Sep 2002 to 7 Nov 2002)
• Stephen Robert Hamp

  IRN SRH01107

  • CF21 Investment Adviser (7 Nov 2002 to 7 Nov 2002)
• Steven Cameron

  IRN SJC01474

  • [PRA CF] Key function holder (9 Dec 2019 to 19 Dec 2022)
  • SMF16 Compliance Oversight (25 Mar 2019 to 19 Dec 2022)
  • CF11 Money Laundering Reporting (17 Mar 2016 to 10 May 2017)
  • CF10 Compliance Oversight (22 Apr 2015 to 10 May 2017)
• Steven Horan

  IRN SXH00746

  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 23 Dec 2025)

• Church of God of Prophecy Trust UK (no longer appointed)

  FRN 201840 · Appointed 18 Dec 2000 · Until 5 Nov 2002

• Swan Financial Consultancy (no longer appointed)

  FRN 201818 · Appointed 23 Aug 2000 · Until 26 Jul 2002

• Mailnet Systems Limited (no longer appointed)

  FRN 201787 · Appointed 25 Jul 2000 · Until 6 Aug 2002

• MB Construction Limited (no longer appointed)

  FRN 201703 · Appointed 3 Jul 2000 · Until 24 Jul 2002

• Unibowl Limited (no longer appointed)

  FRN 201684 · Appointed 17 May 2000 · Until 4 Apr 2002

• Champion Solutions (no longer appointed)

  FRN 201671 · Appointed 20 Apr 2000 · Until 9 Aug 2002

• Yorkshire Mortgage Desk (no longer appointed)

  FRN 201610 · Appointed 22 Mar 2000 · Until 5 Nov 2002

• Bind & Trust Limited (no longer appointed)

  FRN 201588 · Appointed 14 Feb 2000 · Until 7 Nov 2002

• Independent Direct Services (no longer appointed)

  FRN 201523 · Appointed 7 Dec 1999 · Until 5 Nov 2002

• Hutchinson Vale Boys Club (no longer appointed)

  FRN 201492 · Appointed 28 Oct 1999 · Until 19 Mar 2002

No changes recorded yet.