Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Piers Douglas Watson

  IRN PDW00047

  • CF27 Investment Management (24 Jun 2003 to 25 Nov 2004)
  • CF21 Investment Adviser (24 Jun 2003 to 25 Nov 2004)
• Portia Anjuli Patel

  IRN PAP01080

  • [FCA CF] Client dealing (9 Dec 2020 to 5 Apr 2026)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Prerna Khemlani

  IRN PXK00446

  • [FCA CF] Client dealing (since 29 Jul 2025)
• Pretesh Bhayani

  IRN PXB01838

  • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
  • CF21 Investment Adviser (21 Nov 2006 to 31 Oct 2007)
• Quentin Simon Edward Toalster

  IRN QST01001

  • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
• RACHEL KENNEDY

  IRN RXK00516

  • [FCA CF] Client dealing (20 Mar 2025 to 23 May 2025)
• RORY WILLIAM HENRY Blundell

  IRN RWB01162

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Rachel Bennett

  IRN RXB01022

  • [FCA CF] Client dealing (since 11 Mar 2026)
• Rajesh Khatri

  IRN RXK01082

  • [FCA CF] Client dealing (since 22 Feb 2021)
  • [FCA CF] Material risk taker (since 22 Feb 2021)
• Ramesh Ishwer Watson

  IRN RIW01019

  • CF21 Investment Adviser (10 Dec 2001 to 5 Sep 2002)

No changes recorded yet.