Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nilay Samir Singh

  IRN NSS01050

  • CF30 Customer (1 Nov 2007 to 3 Mar 2017)
  • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
• Nilda Lava

  IRN NXL01133

  • CF15 Internal Audit (16 Dec 2005 to 31 May 2007)
• Nilesh Patel

  IRN NXP01539

  • CF30 Customer (30 Nov 2015 to 27 Feb 2017)
• Nilesh Patel

  IRN NXP01522

  • CF30 Customer (16 Oct 2014 to 22 Apr 2016)
• Nishad Joseph Vallonthaiel

  IRN NJV01021

  • CF30 Customer (8 Dec 2014 to 24 Jun 2019)
• Oliver Charles David Quarmby

  IRN OCQ01000

  • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
  • CF23 Corporate Finance Adviser (24 Mar 2006 to 31 Oct 2007)
• Oliver Charles Saint John Hoare

  IRN OCH01002

  • CF30 Customer (1 Nov 2007 to 13 Jul 2009)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Oliver Ebbage

  IRN OXE00022

  • [FCA CF] Client dealing (since 17 Mar 2022)
• Oliver Hauer

  IRN OXH01058

  • CF30 Customer (12 Jul 2016 to 17 Mar 2017)
• Oliver Paul Donaldson

  IRN OPD01011

  • CF30 Customer (12 Nov 2013 to 5 Feb 2016)

No changes recorded yet.