Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward John Hargreaves

  IRN EJH01035

  • CF30 Customer (23 Nov 2010 to 27 Jul 2016)
• Edward John Horner

  IRN EJH01090

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Oct 2015 to 8 Dec 2019)
• Edward John Marten

  IRN EJM01085

  • CF30 Customer (1 Nov 2007 to 12 Sep 2008)
  • CF21 Investment Adviser (13 Oct 2005 to 31 Oct 2007)
• Edward John Montgomery

  IRN EJM01067

  • CF30 Customer (30 Apr 2014 to 8 Dec 2019)
• Edward Matthew Halfon

  IRN EMH01039

  • [FCA CF] Client dealing (11 Jan 2021 to 1 Feb 2023)
• Edward Nicholas Ward

  IRN ENW00003

  • CF30 Customer (11 Mar 2008 to 14 Nov 2008)
• Edward Samuel Ayshford Sanford

  IRN ESS01019

  • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
  • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
• Eirik Guy Laurent

  IRN EGL01015

  • CF21 Investment Adviser (15 Aug 2002 to 20 Mar 2006)
• El Hanan Lee

  IRN EHL01019

  • [FCA CF] Client dealing (9 Dec 2020 to 29 Apr 2022)
  • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
• Elizabeth Halley-Stott

  IRN EXH00401

  • [FCA CF] Client dealing (since 4 Aug 2025)

No changes recorded yet.