Date authorised
1 April 2013
Companies House
03732479
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Thorpe House
    Croft Road
    Crowborough
    East Sussex
    TN6 1DL
    UNITED KINGDOM
    Phone
    +4401892575575
  • Complaints Contact

    Thorpe House
    Croft Road
    Crowborough
    East Sussex
    TN6 1DL
    UNITED KINGDOM
    Phone
    +4401892575575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • July Ann White

    IRN JAV00001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Lewis Charles Campbell Munro

    IRN LCM01037

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Feb 2008 to 8 Dec 2019)
  • Luke Gunther Fizia

    IRN LXF00131

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 10. Broker fund adviser
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2021)
    • [FCA CF] Client dealing (since 20 Oct 2021)
  • Michael Chambers

    IRN MXC03440

    • CF30 Customer (4 Sep 2018 to 8 Dec 2019)
  • Philip Bruce Morgan

    IRN PBM00002

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2023)
    • CF30 Customer (22 Dec 2014 to 8 Dec 2019)
  • Rahim Nanji

    IRN RXN00134

    • [FCA CF] Functions requiring qualifications (10 Dec 2021 to 27 Jul 2022)
    • [FCA CF] Client dealing (10 Dec 2021 to 27 Jul 2022)

Recent activity

Updates to this firm's record on the FCA register.

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