Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Swee Meng Robin Seng

    IRN SMS01291

    • CF30 Customer (27 Sep 2017 to 8 Dec 2019)
  • Thomas Edwin Fairhead

    IRN TEF01003

    • CF30 Customer (1 Nov 2007 to 28 Feb 2018)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Thomas Englbrecht

    IRN TXE01054

    • CF30 Customer (2 Aug 2010 to 31 Aug 2010)
  • Thomas Laurent Liaudet

    IRN TXL01099

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Jul 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (2 Mar 2007 to 31 Oct 2007)
  • Thomas Louis Claude Geneton

    IRN TLG01012

    • CF21 Investment Adviser (22 May 2002 to 27 Apr 2003)
  • Thumilan Sivayogarajan

    IRN TXS01839

    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
  • Tim Oliver Seidel

    IRN TXS01765

    • [FCA CF] Client dealing (16 Mar 2021 to 17 Jan 2023)
  • Timo Schmidt

    IRN TXS01314

    • [FCA CF] Client dealing (31 Jul 2020 to 29 Oct 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Toby Barnes

    IRN TXB23465

    • [FCA CF] Client dealing (31 Jul 2020 to 1 Mar 2024)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • Toby Clarke

    IRN TXC23489

    • [FCA CF] Client dealing (31 Jul 2020 to 28 Nov 2023)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.