Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Anne Sandstrom

    IRN SAS01316

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (16 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (16 Mar 2016 to 8 Dec 2019)
  • Sarah Anne Sandstrom

    IRN SXS05254

    • [FCA CF] Material risk taker (since 5 Apr 2024)
    • [FCA CF] Manager of certification employee (4 Apr 2024 to 5 Apr 2024)
  • Sarah Huixian Chew

    IRN SHC01050

    • CF30 Customer (9 May 2014 to 31 Dec 2016)
  • Sarah-Jane Hickey

    IRN SXH02344

    • CF30 Customer (29 Jul 2014 to 31 Mar 2016)
  • Sascha Roth

    IRN SXR02555

    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • Severin Bruno Hiller

    IRN SBH01048

    • CF30 Customer (16 Apr 2009 to 5 Dec 2011)
  • Simon Hugkulstone

    IRN SXH02904

    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
  • Simon James Kinzett

    IRN SJK01160

    • CF30 Customer (1 Apr 2013 to 29 Apr 2014)
  • Sophie Zhang

    IRN SXZ00022

    • [FCA CF] Material risk taker (31 Jul 2020 to 30 Jul 2021)
  • Stephen Henderson

    IRN SXH00452

    • [FCA CF] Client dealing (since 21 Sep 2022)
    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • [FCA CF] Material risk taker (31 Jul 2020 to 21 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.