Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Phillips

    IRN JXP02599

    • [FCA CF] Client dealing (since 31 Jul 2020)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • Jack Stewart

    IRN JXS00571

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
  • James Alan Shipperlee

    IRN JAS01472

    • CF30 Customer (21 Apr 2011 to 8 Dec 2019)
  • James Andrew Cane

    IRN JAC01217

    • CF13 Finance (1 Dec 2001 to 31 Oct 2002)
    • CF1 Director (1 Dec 2001 to 31 Oct 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2002)
  • James Armstrong Scott Ryall

    IRN JAR01082

    • CF1 Director (1 Dec 2001 to 3 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2002)
  • James Chalmers

    IRN JXC02417

    • CF30 Customer (28 Feb 2011 to 8 Dec 2019)
  • James Christian Wardlaw

    IRN JCW01098

    • CF1 Director (7 Dec 2011 to 1 Dec 2019)
    • CF30 Customer (7 Dec 2011 to 8 Dec 2019)
  • James Sladden

    IRN JBS01104

    • SMF3 Executive Director (since 29 May 2024)
    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • CF30 Customer (20 Apr 2011 to 8 Dec 2019)
  • James Varela Alonso

    IRN JXV01220

    • CF30 Customer (17 May 2013 to 16 Sep 2016)
  • James Windsor

    IRN JXW02276

    • [FCA CF] Client dealing (31 Jul 2020 to 20 Jun 2025)
    • CF30 Customer (10 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.