Date authorised
1 April 2013
Companies House
OC336756
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Manchester Square
    London
    Westminster
    W1U 3PW
    UNITED KINGDOM
    Phone
    +447590011150
  • Complaints Contact

    11 Manchester Square
    London
    W1U 3PW
    UNITED KINGDOM
    Phone
    +447590011150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Waters

    IRN MXW00581

    • [FCA CF] Client dealing (since 20 Jun 2022)
  • Nicholas Francis Walker

    IRN NFW01003

    • [FCA CF] Client dealing (since 28 May 2025)
  • Nicholas Gordon Ellis

    IRN NGE01004

    • [FCA CF] Client dealing (1 Jun 2021 to 10 Mar 2025)
  • Nicholas Woollhead

    IRN NXW00245

    • [FCA CF] Client dealing (since 12 Oct 2022)
  • Paolo Trani

    IRN PXT00283

    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Peter Herbert Norris

    IRN PHN01006

    • SMF16 Compliance Oversight (since 21 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • [FCA CF] Client dealing (since 26 May 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Mar 2015 to 8 Dec 2019)
  • Sam Keanly

    IRN SXK00319

    • [FCA CF] Client dealing (27 May 2021 to 8 Aug 2025)
  • Stefano Sasia

    IRN SXS01951

    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Steven Derrick Fawkes

    IRN SDF01047

    • [FCA CF] Client dealing (since 27 May 2021)
  • Thomas Strickland

    IRN TXS03675

    • SMF27 Partner (since 15 May 2025)
    • [FCA CF] Significant management (since 11 Mar 2025)
    • [FCA CF] Client dealing (since 27 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

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