Cambridge Building Society

• Principal Place of Business

  Cambridge Bldg Soc

  51 Newmarket Road

  Cambridge

  Cambridgeshire

  CB5 8EG

  UNITED KINGDOM

  Phone

  +4403456013344

  Web

  https://www.cambridgebs.co.uk

• Complaints Contact

  Cambridge Building Society

  51 Newmarket Road

  Cambridge

  CB5 8FF

  UNITED KINGDOM

  Phone

  +4401223727702

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sylvia Smith

  IRN SXS34797

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Jan 2022)
• Terence Montgomery

  IRN TXM01783

  • CF11 Money Laundering Reporting (23 Jul 2013 to 9 Sep 2013)
  • CF28 Systems and controls (23 Jul 2013 to 9 Sep 2013)
  • CF10 Compliance Oversight (22 Mar 2013 to 9 Sep 2013)
• Thomas Llewelyn

  IRN TXL00213

  • [FCA CF] Significant management (since 1 Feb 2023)
• Tracy Simpson

  IRN TXS34786

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [FCA CF] Significant management (7 Mar 2016 to 15 Mar 2023)
• Trevor Tannenbaum

  IRN TDT01011

  • SMF24 Chief Operations (since 12 Oct 2020)
  • [FCA CF] Significant management (since 7 Mar 2016)
• Valerie Limb

  IRN VXL01031

  • CF15 Internal Audit (1 Dec 2001 to 27 Oct 2006)
• Victoria Filler

  IRN VXF34787

  • [FCA CF] Significant management (since 1 Feb 2018)
• Victoria Stubbs

  IRN VML01003

  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Nov 2021)
  • SMF16 Compliance Oversight (7 Mar 2016 to 19 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Nov 2021)
  • SMF4 Chief Risk (7 Mar 2016 to 19 Nov 2021)
  • SMF5 Head of Internal Audit (7 Mar 2016 to 4 Dec 2017)
  • CF1 Director (11 Aug 2015 to 6 Mar 2016)
  • CF10 Compliance Oversight (25 Nov 2013 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (25 Nov 2013 to 6 Mar 2016)
  • CF28 Systems and controls (25 Nov 2013 to 6 Mar 2016)
• William Dunford

  IRN WXD34789

  • [PRA CF] Significant risk taker or Material risk taker (since 3 Sep 2018)
  • [FCA CF] Material risk taker (since 3 Sep 2018)

No changes recorded yet.