Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cambridge Building Society (no longer approved here)

    FRN 157223

    • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Nov 2021)
    • SMF5 Head of Internal Audit (7 Mar 2016 to 4 Dec 2017)
    • SMF16 Compliance Oversight (7 Mar 2016 to 19 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Nov 2021)
    • SMF4 Chief Risk (7 Mar 2016 to 19 Nov 2021)
    • CF1 Director (11 Aug 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (25 Nov 2013 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (25 Nov 2013 to 6 Mar 2016)
    • CF28 Systems and controls (25 Nov 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 26 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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