Date authorised
1 April 2013
Companies House
06135829
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    62 Buckingham Gate
    London
    SW1E 6AJ
    UNITED KINGDOM
    Phone
    +4407553417605
  • Complaints Contact

    62 Buckingham Gate
    London
    SW1E 6AJ
    UNITED KINGDOM
    Phone
    +4402075922275

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Prabhat Ojha

    IRN PXO00023

    • [FCA CF] Client dealing (1 Feb 2021 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Jan 2022)
  • Priten Kotecha

    IRN PXK01085

    • CF30 Customer (2 Jan 2008 to 2 Jan 2008)
  • R Joseph Schorge

    IRN JXS01853

    • CF30 Customer (2 Jan 2008 to 30 Sep 2011)
  • Rasmi Gopalkrishnan

    IRN RXG00358

    • [FCA CF] Client dealing (2 Aug 2022 to 2 Dec 2022)
  • Rebecca Anne Davis

    IRN RXD12661

    • [FCA CF] Client dealing (since 3 Jul 2024)
    • [FCA CF] Client dealing (1 Feb 2021 to 25 May 2023)
    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Rebecca Vandervoorn

    IRN RXV00159

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Redfearn John Walker

    IRN RJW01356

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • CF30 Customer (16 Jul 2018 to 8 Dec 2019)
  • Richard Theodore Grimm

    IRN RTG01015

    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Rishad Sadikot

    IRN RXS00886

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Rohan Dutt

    IRN RXD00099

    • [FCA CF] Client dealing (1 Feb 2021 to 25 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.