Cambridge Associates Limited

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4407553417605

  Web

  https://www.cambridgeassociates.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4402075922275

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rowena Grace Lee

  IRN RGL01063

  • CF28 Systems and controls (9 Sep 2011 to 24 Mar 2016)
• Salima Patel

  IRN SXP00504

  • [FCA CF] Client dealing (1 Nov 2021 to 14 Jan 2022)
• Samirah Ahad

  IRN SXA02472

  • [FCA CF] Client dealing (21 Sep 2021 to 29 Oct 2021)
• Samit Chhabra

  IRN SXC00548

  • [FCA CF] Client dealing (since 5 May 2021)
• Samuel Jonathan Smith

  IRN SJS01349

  • [FCA CF] Client dealing (1 Jun 2021 to 29 Apr 2022)
  • [FCA CF] Material risk taker (1 Feb 2021 to 31 May 2021)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• Samuel Mello

  IRN SXM00291

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 14 Apr 2023)
• Sandra Ann Urie

  IRN SAU01003

  • CF3 Chief Executive (2 Jan 2008 to 15 Jun 2016)
  • CF1 Director (2 Jan 2008 to 15 Jun 2016)
• Sarah Helen Acheson

  IRN SXA00186

  • [FCA CF] Client dealing (since 4 Dec 2025)
  • [FCA CF] Client dealing (10 Oct 2020 to 31 Jan 2021)
• Scott Allen Berney

  IRN SAB01285

  • CF30 Customer (14 May 2010 to 31 Dec 2015)
  • CF1 Director (2 Jan 2008 to 31 Dec 2015)
• Scott Martin

  IRN SXM00290

  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 1 Feb 2021)

No changes recorded yet.