Date authorised
31 October 2014
Companies House
OC389959
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442072594800
  • Complaints Contact

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442035988181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan White

    IRN JXW00470

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Loic Alain Daniel Prevot

    IRN LAP01059

    • SMF27 Partner (since 16 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Marcus Stephen Knight

    IRN MXK14893

    • CF30 Customer (18 Jun 2019 to 8 Dec 2019)
  • Maria Rita Rassam

    IRN MRR01108

    • CF30 Customer (31 Oct 2014 to 18 Sep 2015)
  • Robert Pierce Jones

    IRN RXP01186

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Oct 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2021)
    • CF11 Money Laundering Reporting (31 Oct 2014 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Oct 2014 to 8 Dec 2019)
  • William Robert Cannon

    IRN WXC25228

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2025)
    • SMF16 Compliance Oversight (since 20 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.