CAF Financial Solutions Limited

Date authorised
1 April 2013
Companies House
02771873
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000
    Web
    https://www.cafonline.org

  • Complaints Contact

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 5 limitations
    • · Limited to transaction-only activities with respect to products offered by the Charities Aid Foundation.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keeley Fletcher

    IRN KXF00093

    • [FCA CF] Significant management (28 Jan 2021 to 28 Jan 2022)
  • Kenneth George Faircloth

    IRN KGF01013

    • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2003)
  • Kerry Tremble

    IRN KXT01192

    • SMF3 Executive Director (since 1 Mar 2024)
  • Linda Frances Sheridan

    IRN LFS01006

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2004)
  • Mark Morford

    IRN MXM01149

    • [FCA CF] Significant management (since 1 Apr 2022)
  • Martin Whitney Lewis

    IRN MWL01030

    • CF28 Systems and controls (1 Nov 2007 to 10 Jul 2009)
    • CF15 Internal Audit (19 May 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 May 2003 to 10 Jul 2009)
  • Michael John Mary Brophy

    IRN MJB01390

    • CF2 Non Executive Director (1 Dec 2001 to 18 Oct 2002)
  • Nadine Henry

    IRN NXH01545

    • CF28 Systems and controls (21 Apr 2015 to 1 Feb 2017)
  • Neil Poynton

    IRN NXP00150

    • [FCA CF] Significant management (since 29 Jan 2021)
    • [FCA CF] Material risk taker (29 Jan 2021 to 29 Mar 2022)
  • Nicole Coll

    IRN NXC01524

    • Director of firm who is not a certification employee or a SMF manager (3 Feb 2023 to 1 Aug 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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