CAF BANK LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Daniel Sonny Higginson
IRN DSH31416
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 28 Feb 2022)
- [FCA CF] Material risk taker (1 Jul 2018 to 28 Feb 2022)
- [FCA CF] Significant management (1 Jul 2018 to 28 Feb 2022)
David Dickman
IRN DAD01031
- CF2 Non Executive Director (15 Nov 2007 to 6 Mar 2016)
David Michael Muir-Clark
IRN DMM31413
- [FCA CF] Significant management (15 Jan 2018 to 31 Jul 2019)
David Michael Watts
IRN DMW01226
- SMF11 Chair of the Audit Committee (since 23 Aug 2021)
David Robert Price
IRN DRP01121
- CF29 Significant management (30 May 2013 to 13 Dec 2013)
- CF28 Systems and controls (16 Jul 2012 to 16 May 2013)
David Thomas Rhys Carse
IRN DTC01040
- CF2 Non Executive Director (7 Mar 2011 to 23 Jun 2014)
David Timms
IRN DXT00323
- [FCA CF] Significant management (3 Jul 2023 to 12 Sep 2025)
David Wincott Clark
IRN DWC01066
- CF2 Non Executive Director (1 Dec 2001 to 5 Sep 2011)
Donald Patterson
IRN DXP00618
- [FCA CF] Significant management (since 12 Aug 2024)
Edward George Farr
IRN EXF00098
- [FCA CF] Significant management (since 11 Nov 2021)
- [FCA CF] Material risk taker (11 Nov 2021 to 23 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (11 Nov 2021 to 23 Aug 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.