Buxton Beresford Financial Planning Ltd

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.buxtonberesford.co.uk

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Alan Beresford

  IRN MAB00026

  • SMF3 Executive Director (9 Dec 2019 to 27 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Oct 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2025)
  • Responsibility for MCD Intermediation (1 Mar 2019 to 27 Oct 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 27 Oct 2025)
  • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Jul 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Matthew Coombs

  IRN MXC00974

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
• Oskar Pluck

  IRN OXP00075

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • [FCA CF] Client dealing (since 6 May 2025)
• Philip Donnelly

  IRN PXD00062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
• Rebecca Louise Webb

  IRN RXG86354

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2025)
  • SMF16 Compliance Oversight (since 23 Oct 2025)
• Thomas Neil Hawes

  IRN TXH01756

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
  • [FCA CF] Client dealing (since 10 Mar 2025)

• Bootneck Money Limited (no longer appointed)

  FRN 787783 · Appointed 30 Aug 2017 · Until 30 Jun 2020

No changes recorded yet.