BUTLER TOLL LIMITED

• Principal Place of Business

  Regus House

  Whitehill Way

  Swindon

  Swindon

  SN5 6QR

  UNITED KINGDOM

  Phone

  +4401793786300

  Web

  https://www.butlertoll.co.uk

• Complaints Contact

  Regus House

  Whitehill Way

  Swindon

  Swindon

  SN5 6QR

  UNITED KINGDOM

  Phone

  +4401793786300

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hannah Griffiths

  IRN HXG15953

  • [FCA CF] Client dealing (19 Jan 2021 to 19 Mar 2021)
  • [FCA CF] Functions requiring qualifications (19 Jan 2021 to 19 Mar 2021)
• Ian James Atkinson

  IRN IJA01020

  • CF30 Customer (6 Jun 2008 to 30 Nov 2008)
• Jack Anthony Gilder

  IRN JXG00044

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2023)
• Jacob Rudman

  IRN JRR00023

  • CF30 Customer (15 Jul 2013 to 4 Jan 2019)
• James Anthony Yeoell

  IRN JAY01025

  • CF30 Customer (21 Mar 2016 to 12 Sep 2019)
• Jeremy Peter Flindall

  IRN JPF01031

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2009 to 8 Dec 2019)
  • CF1 Director (17 Aug 2007 to 8 Dec 2019)
• John Philip Toll

  IRN JPT00006

  • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • CF1 Director (10 Feb 2006 to 19 Oct 2009)
• Kate Harris

  IRN KXH00538

  • SMF16 Compliance Oversight (since 25 Sep 2025)
  • Responsible for Insurance Distribution (since 25 Sep 2025)
• Lauren Gifford

  IRN LXG00225

  • [FCA CF] Functions requiring qualifications (17 Jun 2022 to 8 Jan 2026)
  • [FCA CF] Client dealing (17 Jun 2022 to 8 Jan 2026)
• Mark David Royden

  IRN MDR01112

  • CF30 Customer (10 Jun 2008 to 22 May 2014)

• Whitley Stimpson Financial Services Ltd (no longer appointed)

  FRN 210548 · Appointed 20 Feb 2006 · Until 31 Aug 2006

No changes recorded yet.