Date authorised
1 April 2013
Companies House
01472537
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3000 Lakeside
    North Harbour
    Western Road
    Portsmouth
    Hampshire
    PO6 3FQ
    UNITED KINGDOM
    Phone
    +443339997902
  • Complaints Contact

    3000 Lakeside
    North Harbour
    Western Road
    Portsmouth
    Hampshire
    PO6 3FQ
    UNITED KINGDOM
    Phone
    +443339997902

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Martin Peberdy

    IRN IMP01040

    • CF1 Director (AR) (9 Nov 2015 to 22 Jul 2019)
  • James Kevin Alan Carpenter

    IRN JKC01046

    • [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
  • Jean-Marie Hugues Guian

    IRN JHG01074

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (30 Sep 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (5 Apr 2011 to 30 Sep 2015)
  • Joseph Judd Aucott

    IRN JJA01058

    • CF1 Director (AR) (10 Jul 2015 to 15 Jan 2018)
  • Karen Humphries

    IRN KXH01459

    • Responsible for Insurance Mediation (6 Oct 2015 to 4 Apr 2016)
    • CF1 Director (1 Nov 2012 to 4 Apr 2016)
  • Karline Claire Barker

    IRN KCB01040

    • CF1 Director (AR) (3 Apr 2020 to 10 Mar 2023)
  • Keith Leonard Pratt

    IRN KLP01018

    • CF1 Director (AR) (6 Jul 2007 to 7 Sep 2009)
  • Lorraine Higham

    IRN LXH01597

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (7 Mar 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Mar 2016 to 30 Sep 2018)
  • Lucy Thomson

    IRN LXT18196

    • CF1 Director (AR) (since 30 Aug 2019)
  • Mark Jonathan Gidge

    IRN MJG01347

    • CF1 Director (AR) (30 Mar 2009 to 29 Jan 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Syscap Ltd (no longer appointed)

    FRN 417888 · Appointed 14 Jan 2005 · Until 23 Nov 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.