Date authorised
1 April 2013
Companies House
01472537
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3000 Lakeside
    North Harbour
    Western Road
    Portsmouth
    Hampshire
    PO6 3FQ
    UNITED KINGDOM
    Phone
    +443339997902
  • Complaints Contact

    3000 Lakeside
    North Harbour
    Western Road
    Portsmouth
    Hampshire
    PO6 3FQ
    UNITED KINGDOM
    Phone
    +443339997902

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Martin Peberdy

    IRN IMP01040

    • CF1 Director (AR) (9 Nov 2015 to 22 Jul 2019)
  • James Kevin Alan Carpenter

    IRN JKC01046

    • [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
  • Jean-Marie Hugues Guian

    IRN JHG01074

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (30 Sep 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (5 Apr 2011 to 30 Sep 2015)
  • Joseph Judd Aucott

    IRN JJA01058

    • CF1 Director (AR) (10 Jul 2015 to 15 Jan 2018)
  • Karen Humphries

    IRN KXH01459

    • Responsible for Insurance Mediation (6 Oct 2015 to 4 Apr 2016)
    • CF1 Director (1 Nov 2012 to 4 Apr 2016)
  • Karline Claire Barker

    IRN KCB01040

    • CF1 Director (AR) (3 Apr 2020 to 10 Mar 2023)
  • Keith Leonard Pratt

    IRN KLP01018

    • CF1 Director (AR) (6 Jul 2007 to 7 Sep 2009)
  • Lorraine Higham

    IRN LXH01597

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (7 Mar 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Mar 2016 to 30 Sep 2018)
  • Lucy Thomson

    IRN LXT18196

    • CF1 Director (AR) (since 30 Aug 2019)
  • Mark Jonathan Gidge

    IRN MJG01347

    • CF1 Director (AR) (30 Mar 2009 to 29 Jan 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.