Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    High Street
    Chalfont St. Giles
    Buckinghamshire
    HP8 4QB
    UNITED KINGDOM
    Phone
    +4401494879500
  • Complaints Contact

    High Street
    Chalfont St. Giles
    Buckinghamshire
    HP8 4QB
    UNITED KINGDOM
    Phone
    +4401494879500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian George Powell

    IRN IGP01015

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 24 Aug 2017)
    • CF2 Non Executive Director (13 Mar 2009 to 6 Mar 2016)
  • Ivan James Gould

    IRN IJG01053

    • CF8 Apportionment and Oversight (6 Mar 2016 to 31 Mar 2009)
    • CF3 Chief Executive (16 Apr 2009 to 30 Sep 2014)
    • CF1 Director (16 Apr 2009 to 30 Sep 2014)
    • Responsible for Insurance Mediation (16 Apr 2009 to 19 Dec 2012)
  • James Edward Anthony Payne

    IRN JEP01109

    • CF2 Non Executive Director (30 Jan 2004 to 9 Sep 2011)
  • James Mundell

    IRN JXM02559

    • CF1 Director (15 Sep 2008 to 30 Apr 2009)
    • CF3 Chief Executive (14 Nov 2007 to 30 Apr 2009)
    • CF10 Compliance Oversight (14 Nov 2007 to 1 Mar 2008)
    • CF8 Apportionment and Oversight (14 Nov 2007 to 30 Apr 2009)
    • Responsible for Insurance Mediation (14 Nov 2007 to 30 Apr 2009)
  • Joanne Carter

    IRN JXC00638

    • SMF12 Chair of the Remuneration Committee (since 17 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 3 Oct 2022)
  • Joe Macklin

    IRN JXM00067

    • [FCA CF] Manager of certification employee (since 17 Jul 2023)
    • [FCA CF] Significant management (since 17 Jul 2023)
    • SMF4 Chief Risk (since 17 Jul 2023)
    • SMF16 Compliance Oversight (since 17 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Sep 2020)
  • Katherine Ashfield-Smith

    IRN KXA36937

    • [FCA CF] Material risk taker (since 18 Nov 2019)
  • Katherine Mary Buggs

    IRN KXB01735

    • CF28 Systems and controls (1 Jun 2012 to 20 Nov 2015)
  • Kathryn Stockdale

    IRN KXS83780

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2023)
  • Keith William Green

    IRN KWG01011

    • CF2 Non Executive Director (1 Dec 2001 to 25 Apr 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.