Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 17 Jul 2023)
    • SMF4 Chief Risk (since 17 Jul 2023)
    • [FCA CF] Manager of certification employee (since 17 Jul 2023)
    • [FCA CF] Significant management (since 17 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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