BTG PACTUAL (UK) LIMITED

• Principal Place of Business

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

  Web

  https://www.btgpactual.com

• Complaints Contact

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pedro Martins Lima Rodrigues

  IRN PXM00711

  • [FCA CF] Client dealing (since 22 Aug 2024)
• Ricardo Bucher Guimaraes Galdo

  IRN RXB02762

  • [FCA CF] Client dealing (since 17 Feb 2025)
• Richard Derek Platt

  IRN RDP01041

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Roberto Isolani

  IRN RXI01013

  • SMF3 Executive Director (9 Dec 2019 to 29 May 2020)
  • CF1 Director (18 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Stefano Dardi

  IRN SXD01335

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Steven Michael Jacobs

  IRN SMJ01104

  • CF30 Customer (23 Jun 2022 to 19 May 2025)
  • CF1 Director (AR) (23 Jun 2022 to 19 May 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 5 Apr 2022)
  • CF3 Chief Executive (18 Jul 2019 to 8 Dec 2019)
  • CF1 Director (18 Jul 2019 to 8 Dec 2019)
• Thiago Cesar Ribeiro

  IRN TCR01045

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Thirzah Silveira Paixao Mills

  IRN TXM13210

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (18 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Jul 2019 to 8 Dec 2019)
• Thomas Pascal Charles Legrand

  IRN TXL00311

  • [FCA CF] Client dealing (since 12 Feb 2025)
• Victor Gasparotto Grimaldi

  IRN VGG01009

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)

• Scarlet Capital Limited (no longer appointed)

  FRN 975552 · Appointed 12 May 2022 · Until 29 May 2025 · Tied agent

No changes recorded yet.