Date authorised
1 February 2019
Companies House
11429456
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Pullman Court
    Great Western Road
    Gloucester
    Gloucestershire
    GL1 3ND
    UNITED KINGDOM
    Phone
    +443442743908
  • Complaints Contact

    7 Pullman Court
    Great Western Road
    Gloucester
    Gloucestershire
    GL1 3ND
    UNITED KINGDOM
    Phone
    +4403442743908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wayne Alwyn Jones

    IRN WAJ01009

    • CF4 Partner (AR) (6 Jul 2022 to 16 Feb 2023)
    • SMF3 (AR) Executive Director function (9 Dec 2019 to 28 Dec 2022)
    • CF1 Director (AR) (26 Feb 2019 to 8 Dec 2019)
  • Wendy Ha

    IRN WXH00137

    • [FCA CF] Significant management (since 17 Oct 2023)
  • William Brian Griffiths

    IRN WBG01012

    • CF4 Partner (AR) (25 Feb 2019 to 29 Jun 2023)
  • William Frank Towers

    IRN WFT01003

    • CF4 Partner (AR) (since 25 Feb 2024)
    • CF1 Director (AR) (11 Jan 2023 to 23 Feb 2024)
    • CF4 Partner (AR) (21 Mar 2019 to 28 Dec 2022)
  • William John Charles Davies

    IRN WJD01032

    • CF1 Director (AR) (since 28 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.