Brooklands Fund Management Limited

Date authorised
20 June 2017
Companies House
10170491
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +442072918166
    Web
    https://www.brooklandsfund.com

  • Complaints Contact

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +4402072918166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Thomas Anthony Bruce

    IRN JTB01064

    • CF4 Partner (AR) (14 Feb 2022 to 9 Oct 2023)
    • CF30 Customer (14 Feb 2022 to 18 Jul 2023)
  • Jeremy Uzan

    IRN JXU00062

    • CF1 Director (AR) (since 16 Apr 2026)
  • Jignesh Desai

    IRN JXD00656

    • CF1 Director (AR) (since 28 Sep 2022)
    • CF30 Customer (since 28 Sep 2022)
    • [FCA CF] Client dealing (since 28 Sep 2022)
  • Jonathan Bier

    IRN JXB02610

    • [FCA CF] Client dealing (since 29 Oct 2025)
    • CF1 Director (AR) (since 21 Aug 2023)
    • CF30 Customer (since 21 Aug 2023)
  • Jonathan David Simons

    IRN JDS01197

    • CF1 Director (AR) (since 14 Oct 2020)
    • CF30 Customer (since 14 Oct 2020)
  • Jonghyun Im

    IRN JXI76221

    • CF30 Customer (since 15 Apr 2025)
  • Jordan Foley

    IRN JXF00516

    • CF30 Customer (23 Jun 2023 to 23 Jul 2024)
  • Joseph Louis Palmer

    IRN JLP01106

    • CF30 Customer (since 14 Oct 2020)
    • CF1 Director (AR) (since 14 Oct 2020)
  • Julian Alexander Gould

    IRN JAG01176

    • [FCA CF] Client dealing (since 22 Nov 2022)
    • CF1 Director (AR) (since 21 Nov 2022)
    • CF30 Customer (since 21 Nov 2022)
  • Julian Wyndham Barnett

    IRN JWB01064

    • CF30 Customer (since 15 Jan 2026)
    • CF1 Director (AR) (since 15 Jan 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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