Brooklands Fund Management Limited

Date authorised
20 June 2017
Companies House
10170491
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +442072918166
    Web
    https://www.brooklandsfund.com

  • Complaints Contact

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +4402072918166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Miles Leslie Reginald Hill

    IRN MLH01104

    • CF30 Customer (since 14 Sep 2020)
    • CF1 Director (AR) (14 Sep 2020 to 17 Jan 2023)
  • Miriam Church

    IRN MXC00680

    • CF30 Customer (17 Feb 2022 to 3 Apr 2023)
  • Mohamed Abdel-Hadi

    IRN MXA01201

    • CF30 Customer (9 May 2022 to 5 May 2023)
    • CF1 Director (AR) (9 May 2022 to 5 May 2023)
  • Mohammad Hashim Ali Hussain

    IRN MXH03313

    • CF30 Customer (15 Sep 2025 to 19 Sep 2025)
  • Mohammed Ilyas Aslam

    IRN MXA00870

    • CF1 Director (AR) (29 Aug 2023 to 31 Dec 2025)
  • Mohsin Khan

    IRN MXK02623

    • [FCA CF] Material risk taker (30 May 2022 to 31 Dec 2023)
    • SMF16 Compliance Oversight (30 Dec 2020 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Dec 2020 to 31 Dec 2023)
    • [FCA CF] Significant management (18 May 2020 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (18 May 2020 to 31 Dec 2023)
  • Morgan Kessous

    IRN MXK00756

    • CF30 Customer (since 4 Mar 2024)
  • Muboriz Muborakshoev

    IRN MXM00859

    • CF1 Director (AR) (10 May 2022 to 23 Jul 2025)
    • CF30 Customer (10 May 2022 to 23 Jul 2025)
  • Mustafa Dincer

    IRN MXD01255

    • CF30 Customer (since 30 Sep 2020)
    • CF1 Director (AR) (since 30 Sep 2020)
  • NICOLAS JOHN VON BULOW

    IRN NJV01030

    • CF30 Customer (since 10 Nov 2020)
    • CF1 Director (AR) (since 10 Nov 2020)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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