Mohsin Khan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • [FCA CF] Material risk taker (30 May 2022 to 31 Dec 2023)
    • SMF16 Compliance Oversight (30 Dec 2020 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Dec 2020 to 31 Dec 2023)
    • [FCA CF] Significant management (18 May 2020 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (18 May 2020 to 31 Dec 2023)
  • Altana Wealth Limited (no longer approved here)

    FRN 532912

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2020)
    • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.