Brookfield Private Capital (UK) Limited

Date authorised
9 June 2016
Companies House
05681768
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Canada Square
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +442076593500
    Web
    https://www.brookfield.com

  • Complaints Contact

    1 Canada Square
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +442076593500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas John Horton

    IRN NJH01194

    • [FCA CF] Client dealing (since 28 Mar 2023)
  • Nicole De Souza

    IRN NXD00199

    • [FCA CF] Client dealing (11 Apr 2025 to 4 Jul 2025)
  • Niel Thassim

    IRN NXT00262

    • [FCA CF] Client dealing (since 4 Feb 2025)
    • SMF3 Executive Director (since 4 Feb 2025)
    • [FCA CF] Manager of certification employee (since 4 Feb 2025)
  • Oliver J Cooper

    IRN OXC01040

    • [FCA CF] Client dealing (since 2 Oct 2025)
  • Oliver Wiedemeijer

    IRN OXW00064

    • [FCA CF] Manager of certification employee (since 30 Jul 2025)
    • [FCA CF] Client dealing (since 5 Jul 2023)
  • Oluchukwu Anne Eseka

    IRN OXE00059

    • [FCA CF] Client dealing (since 16 Sep 2025)
  • Owen THOMAS

    IRN OGT01007

    • [FCA CF] Client dealing (since 28 Mar 2024)
  • Paola Dailly

    IRN PXD00439

    • [FCA CF] Client dealing (since 14 Mar 2025)
  • Patrick Mcduell

    IRN PXM00240

    • [FCA CF] Client dealing (since 1 May 2024)
  • Peter Grancaric

    IRN PXG01438

    • [FCA CF] Client dealing (5 Mar 2021 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (5 Mar 2021 to 28 Feb 2025)
    • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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