Brookfield Private Capital (UK) Limited

• Principal Place of Business

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hannah Williamson

  IRN HXW00154

  • [FCA CF] Client dealing (since 5 Oct 2022)
• Harjinder Singh Bains

  IRN HXB01336

  • [FCA CF] Client dealing (since 28 Mar 2024)
• Jagmohan Singh Sidhu

  IRN JSS01165

  • SMF3 Executive Director (13 Feb 2022 to 28 Mar 2023)
  • [FCA CF] Manager of certification employee (5 Mar 2021 to 28 Mar 2023)
  • [FCA CF] Client dealing (5 Mar 2021 to 28 Mar 2023)
  • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
• James Alexander Popplewell

  IRN JXP16613

  • [FCA CF] Client dealing (since 22 May 2024)
• James Gooding

  IRN JXG01022

  • [FCA CF] Manager of certification employee (since 25 Mar 2026)
  • [FCA CF] Client dealing (since 25 Mar 2026)
• Julian Nicholas Schiller

  IRN JXS01596

  • [FCA CF] Material risk taker (5 Mar 2021 to 24 Nov 2021)
  • [FCA CF] Client dealing (5 Mar 2021 to 24 Nov 2021)
  • [FCA CF] Manager of certification employee (5 Mar 2021 to 24 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2021)
  • CF1 Director (9 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
• Katarina Roele

  IRN KXR00332

  • [FCA CF] Client dealing (since 30 Jul 2025)
• Kathleen Ryan

  IRN KXR00397

  • [FCA CF] Client dealing (since 17 Apr 2025)
  • [FCA CF] Manager of certification employee (since 17 Apr 2025)
• Laura-Anne Barstow

  IRN LXB01639

  • [FCA CF] Manager of certification employee (14 Nov 2022 to 31 Mar 2025)
  • [FCA CF] Client dealing (5 Mar 2021 to 31 Mar 2025)
  • CF30 Customer (7 Aug 2018 to 8 Dec 2019)
• Leah Gaylord

  IRN LXG00394

  • [FCA CF] Client dealing (since 17 Apr 2025)

No changes recorded yet.