Brookfield Global Property Advisor Limited

• Principal Place of Business

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442074088401

• Complaints Contact

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442074088401

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philippa Louise Elder

  IRN PXE01231

  • [FCA CF] Material risk taker (since 5 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (20 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Jun 2017 to 8 Dec 2019)
• Ralf Niklas Rank

  IRN RNR01022

  • [FCA CF] Material risk taker (5 Mar 2021 to 21 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2023)
  • CF1 Director (20 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
• Rebecca Wall

  IRN RXW00467

  • [FCA CF] Client dealing (since 30 Jan 2023)
• Richard Byron Clark

  IRN RBC01071

  • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
• Richard Hart Powers

  IRN RHP01036

  • [FCA CF] Manager of certification employee (since 12 Apr 2023)
  • [FCA CF] Client dealing (since 14 Nov 2022)
• Rohhil Chhabra

  IRN RXC00674

  • [FCA CF] Client dealing (since 31 Jul 2023)
• Rohit Srivastava

  IRN RXS00351

  • [FCA CF] Manager of certification employee (since 18 Nov 2022)
  • [FCA CF] Client dealing (since 5 Mar 2021)
• Rose Belle Claire Meller

  IRN RBM01060

  • [FCA CF] Manager of certification employee (since 12 Apr 2023)
  • SMF3 Executive Director (since 19 Mar 2022)
  • [FCA CF] Client dealing (since 5 Mar 2021)
  • CF30 Customer (17 Jul 2017 to 8 Dec 2019)
• Sam Garel-Jones

  IRN SXG00245

  • [FCA CF] Client dealing (5 Mar 2021 to 1 Oct 2025)
  • [FCA CF] Manager of certification employee (5 Mar 2021 to 12 Apr 2023)
• Sarah Okorafor

  IRN SXO00230

  • [FCA CF] Client dealing (7 Nov 2023 to 4 Jun 2024)

No changes recorded yet.