Date authorised
31 March 2016
Companies House
07671006
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill
    Westminster
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +442074082305
  • Complaints Contact

    12 Hay Hill
    Westminster
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +442074082305

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Michael Swyny

    IRN SXS00171

    • [FCA CF] Significant management (16 Aug 2021 to 12 Jan 2024)
    • [FCA CF] Functions requiring qualifications (16 Aug 2021 to 12 Jan 2024)
    • SMF3 Executive Director (18 Jun 2021 to 25 May 2023)
  • Stephen Milligan

    IRN SXM00142

    • CF1 Director (AR) (2 Nov 2022 to 3 Nov 2023)
    • [FCA CF] Functions requiring qualifications (29 Sep 2022 to 25 Nov 2023)
  • Turul Umit

    IRN TXU01064

    • CF1 Director (AR) (12 Jul 2022 to 11 Nov 2024)
  • Vikas Handa

    IRN VXH00024

    • [FCA CF] Functions requiring qualifications (12 Jan 2023 to 19 Dec 2023)
  • Vipulkumar Jayantilal Patel

    IRN VXP15774

    • Appointed representative dealing with clients for which they require qualification (17 Aug 2021 to 25 Nov 2023)
  • William Morland Warren

    IRN WMW01025

    • SMF3 Executive Director (since 4 Oct 2024)
  • Yunus Saiyad

    IRN YXS00073

    • CF1 Director (AR) (27 Jul 2022 to 7 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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