Stephen Michael Swyny

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brompton Asset Finance Limited (no longer approved here)
FRN 727308
- [FCA CF] Significant management (16 Aug 2021 to 12 Jan 2024)
- [FCA CF] Functions requiring qualifications (16 Aug 2021 to 12 Jan 2024)
- SMF3 Executive Director (18 Jun 2021 to 25 May 2023)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF22 Investment Adviser (Trainee) (1 Jun 2006 to 9 Oct 2006)
- CF1 Director (AR) (1 Jun 2006 to 9 Oct 2006)
Excel Finance and Lending Limited (no longer approved here)
FRN 405445
- (3)Employed By (22 Mar 2006 to 2 Oct 2006)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (22 Mar 2006 to 9 Oct 2006)
Chase (UK) Corporation Insurance Services Ltd (no longer approved here)
FRN 215322
- Employed By (21 Aug 2003 to 18 Dec 2003)
3 Sixty Financial Limited (no longer approved here)
FRN 186435
- Employed By (20 Mar 2001 to 29 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.