Brompton Asset Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
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Complaints Contact
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Michael Swyny
IRN SXS00171
- [FCA CF] Significant management (16 Aug 2021 to 12 Jan 2024)
- [FCA CF] Functions requiring qualifications (16 Aug 2021 to 12 Jan 2024)
- SMF3 Executive Director (18 Jun 2021 to 25 May 2023)
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Stephen Milligan
IRN SXM00142
- CF1 Director (AR) (2 Nov 2022 to 3 Nov 2023)
- [FCA CF] Functions requiring qualifications (29 Sep 2022 to 25 Nov 2023)
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Turul Umit
IRN TXU01064
- CF1 Director (AR) (12 Jul 2022 to 11 Nov 2024)
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Vikas Handa
IRN VXH00024
- [FCA CF] Functions requiring qualifications (12 Jan 2023 to 19 Dec 2023)
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Vipulkumar Jayantilal Patel
IRN VXP15774
- Appointed representative dealing with clients for which they require qualification (17 Aug 2021 to 25 Nov 2023)
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William Morland Warren
IRN WMW01025
- SMF3 Executive Director (since 4 Oct 2024)
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Yunus Saiyad
IRN YXS00073
- CF1 Director (AR) (27 Jul 2022 to 7 Mar 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.