Brompton Asset Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
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Complaints Contact
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Katie Dawes
IRN KXD00283
- [FCA CF] Functions requiring qualifications (25 May 2023 to 26 Feb 2025)
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Kevin Joseph Duffin
IRN KXD00185
- Appointed representative dealing with clients for which they require qualification (18 Aug 2021 to 24 Oct 2023)
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Kimberley Lucy Corps
IRN KLC01072
- CF1 Director (AR) (25 Aug 2022 to 8 Sep 2023)
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Laura Ann Floyd
IRN LXF00066
- [FCA CF] Functions requiring qualifications (25 Jan 2022 to 7 Mar 2023)
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Lewis Charles Payne
IRN LXP00281
- [FCA CF] Functions requiring qualifications (14 Nov 2024 to 29 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (28 May 2024 to 29 Nov 2024)
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Madeleine Cope-Farmer
IRN MXC00700
- CF1 Director (AR) (2 Mar 2022 to 8 Sep 2023)
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Malitha Herath
IRN MXH28285
- CF1 Director (AR) (28 Jan 2022 to 8 Sep 2023)
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Matthew Usher
IRN MXU00046
- CF1 Director (AR) (22 Mar 2022 to 11 Jan 2024)
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Meenakshi Mohan
IRN MXM00796
- [FCA CF] Functions requiring qualifications (7 Mar 2022 to 19 Dec 2023)
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Michael David Douglas
IRN MDD00004
- SMF1 (AR) Chief Executive function (25 May 2023 to 16 Jun 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.