Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 4 Nov 2024)
    • CF1 Director (AR) (since 31 Oct 2024)
  • 3DMT LTD

    FRN 912769

    • (1)Employed By (since 31 Oct 2024)
  • Brompton Asset Finance Limited (no longer approved here)

    FRN 727308

    • [FCA CF] Functions requiring qualifications (14 Nov 2024 to 29 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (28 May 2024 to 29 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 3DMT LTD

  2. controlled function added: (1)Employed By at 3DMT LTD