Brompton Asset Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
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Complaints Contact
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Katie Dawes
IRN KXD00283
- [FCA CF] Functions requiring qualifications (25 May 2023 to 26 Feb 2025)
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Kevin Joseph Duffin
IRN KXD00185
- Appointed representative dealing with clients for which they require qualification (18 Aug 2021 to 24 Oct 2023)
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Kimberley Lucy Corps
IRN KLC01072
- CF1 Director (AR) (25 Aug 2022 to 8 Sep 2023)
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Laura Ann Floyd
IRN LXF00066
- [FCA CF] Functions requiring qualifications (25 Jan 2022 to 7 Mar 2023)
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Lewis Charles Payne
IRN LXP00281
- [FCA CF] Functions requiring qualifications (14 Nov 2024 to 29 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (28 May 2024 to 29 Nov 2024)
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Madeleine Cope-Farmer
IRN MXC00700
- CF1 Director (AR) (2 Mar 2022 to 8 Sep 2023)
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Malitha Herath
IRN MXH28285
- CF1 Director (AR) (28 Jan 2022 to 8 Sep 2023)
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Matthew Usher
IRN MXU00046
- CF1 Director (AR) (22 Mar 2022 to 11 Jan 2024)
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Meenakshi Mohan
IRN MXM00796
- [FCA CF] Functions requiring qualifications (7 Mar 2022 to 19 Dec 2023)
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Michael David Douglas
IRN MDD00004
- SMF1 (AR) Chief Executive function (25 May 2023 to 16 Jun 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Annex Business Consultants Limited (no longer appointed)
FRN 959736 · Appointed 6 Oct 2021 · Until 3 May 2022
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Classic Mortgages and Protections Ltd (no longer appointed)
FRN 918307 · Appointed 6 Oct 2021 · Until 6 Sep 2023
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Living Waters Mortgages (no longer appointed)
FRN 955863 · Appointed 30 Jul 2021 · Until 14 Oct 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.