BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Soriano

  IRN CXS00352

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Dec 2023)
  • [FCA CF] Manager of certification employee (12 Sep 2022 to 30 Dec 2023)
• Colin Francis Smith

  IRN CFS01020

  • CF29 Significant management (1 Feb 2013 to 5 Jun 2014)
• Daniel Kapiteijn

  IRN DXK00234

  • [FCA CF] Client dealing (10 Jan 2022 to 30 Mar 2026)
• Darcy Peter Miell

  IRN DPM01059

  • CF21 Investment Adviser (9 Jan 2002 to 31 Dec 2002)
• Darryl Hooker

  IRN DXH01993

  • CF1 Director (9 Sep 2015 to 14 May 2018)
• David Anthony Casterton

  IRN DAC01132

  • CF3 Chief Executive (24 Aug 2010 to 5 Sep 2013)
  • CF1 Director (24 Aug 2010 to 5 Sep 2013)
• David John Baskerville

  IRN DXB01442

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 10 Jun 2003)
• David Moses Gelber

  IRN DXG01235

  • CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2005)
• David Walden

  IRN DXW00314

  • [FCA CF] Significant management (since 31 Mar 2026)
  • [FCA CF] Manager of certification employee (12 Sep 2022 to 30 Mar 2026)
  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
• David William Culshaw

  IRN DWC01129

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (11 Dec 2014 to 8 Dec 2019)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.