BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stuart John Bridges

  IRN SJB01214

  • CF28 Systems and controls (11 Dec 2015 to 31 May 2017)
• Susan Jean Schulte

  IRN SJS01170

  • CF30 Customer (30 Mar 2016 to 17 May 2017)
• Tanja Kuehn

  IRN TXK01346

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
• Timothy Charles Kidd

  IRN TCK01015

  • CF1 Director (23 Jun 2010 to 1 Jun 2012)
• Timothy John Cook

  IRN TJC01178

  • CF30 Customer (23 Aug 2013 to 5 Jan 2016)
• Timothy John Martins

  IRN TJM01092

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Timothy Michael Cartledge

  IRN TMC01034

  • CF1 Director (17 Nov 2017 to 15 Nov 2019)
• Tom Butler

  IRN TXB01798

  • CF30 Customer (24 Jan 2017 to 8 Dec 2019)
• Tsz Lun Kong

  IRN TXK00105

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
• Vanchikal Joseph Kurian

  IRN VJK01009

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 25 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
  • CF30 Customer (7 Jan 2016 to 8 Dec 2019)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

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