BROKERTEC EUROPE LIMITED

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FRN: 161197
Date authorised: 1 April 2013
Companies House: 02645715
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

London Fruit & Wool Exchange

1 Duval Square

London

E1 6PW

UNITED KINGDOM

Phone

+442033793700

Web

https://www.cmegroup.com
Complaints Contact

C M E Group

London Fruit & Wool Exchange

1 Duval Square

London

Tower Hamlets

E1 6PW

UNITED KINGDOM

Phone

+442033793700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trading Platform

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Vanessa Cruwys
IRN VXC01046
- CF1 Director (1 Dec 2001 to 31 Dec 2007)
Vimal Parmar
IRN VXP01387
- CF30 Customer (16 Oct 2015 to 6 Dec 2019)
Wendy Lee Phillis
IRN WPL01006
- CF29 Significant management (2 Jun 2014 to 30 Dec 2016)
William Frederick Knottenbelt
IRN WFK01004
- SMF3 Executive Director (28 Feb 2020 to 31 Dec 2022)
Yannick Jean-Pierre Azeau
IRN YJA01002
- CF30 Customer (25 Aug 2011 to 16 May 2012)
Yves-Antoine Marie Arthur Bichet
IRN YXB01120
- [FCA CF] Client dealing (27 Jul 2020 to 26 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

EBS Dealing Resources International Limited (no longer appointed)
FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.