Broadstone Financial Solutions Limited

Date authorised
1 April 2013
Companies House
02131269
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadstone Financial Solutions Ltd
    100 Wood Street
    London
    City Of London
    EC2V 7AN
    UNITED KINGDOM
    Phone
    +4402038696900
    Web
    https://www.broadstone.co.uk

  • Complaints Contact

    Broadstone Financial Solutions Ltd
    100 Wood Street
    London
    City Of London
    EC2V 7AN
    UNITED KINGDOM
    Phone
    +4402038696900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Steven Dorrington

    IRN MXD07739

    • [FCA CF] Client dealing (3 Nov 2021 to 13 Feb 2026)
  • Michael Charles Holland

    IRN MCH01075

    • CF30 Customer (8 Dec 2011 to 31 Dec 2012)
  • Michael Gordon Burt

    IRN MGB01043

    • CF1 Director (1 Mar 2009 to 31 Mar 2016)
  • Michael Raymond Ian Lilwall

    IRN MRL01044

    • CF3 Chief Executive (24 Mar 2009 to 16 Jan 2015)
    • CF1 Director (16 Feb 2009 to 31 Mar 2016)
  • Michael Vincent Leech

    IRN MVL00001

    • CF1 Director (1 Dec 2001 to 1 Jun 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2004)
  • Michael William Fawcett

    IRN MWF01013

    • CF30 Customer (22 Oct 2015 to 31 Dec 2017)
  • Natasha June Glasgow

    IRN NJG01162

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
  • Naveed Riaz

    IRN NXR01202

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (20 Nov 2006 to 31 Oct 2007)
  • Neil David Hutchings

    IRN NDH00001

    • CF30 Customer (1 Nov 2007 to 3 Dec 2014)
    • CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 14 Dec 2006)
  • Nicholas Brazier

    IRN NXB01513

    • [FCA CF] Manager of certification employee (18 Apr 2023 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (11 Feb 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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