Broadland Consultants Ltd

• Principal Place of Business

  Broadland Consultants Ltd

  25 Market Place

  Aylsham

  Norwich

  Norfolk

  NR11 6EL

  UNITED KINGDOM

  Phone

  +441603343007

  Web

  https://www.broadlandconsultants.com

• Complaints Contact

  Broadland Consultants Ltd

  25 Market Place

  Aylsham

  Norwich

  Norfolk

  NR11 6EL

  UNITED KINGDOM

  Phone

  +4407921183923

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karl Lewis Arnold

  IRN KXA00097

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 28 Jul 2022)
  • [FCA CF] Client dealing (since 21 Jul 2022)
  • [FCA CF] Client dealing (26 Nov 2021 to 14 Apr 2022)
  • [FCA CF] Functions requiring qualifications (26 Nov 2021 to 14 Apr 2022)
• Kyle Adam Benefer

  IRN KXB00011

  • [FCA CF] Functions requiring qualifications (11 Apr 2022 to 7 Jun 2024)
  • [FCA CF] Client dealing (11 Apr 2022 to 7 Jun 2024)
• Luke Austin Jeal

  IRN LAJ01048

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
• Martin John Gilvey

  IRN MJG00027

  • Responsibility for MCD Intermediation (since 8 Dec 2021)
  • SMF16 Compliance Oversight (since 8 Dec 2021)
  • SMF3 Executive Director (since 8 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2021)
• Przemyslaw Dariusz Ptak

  IRN PXP00385

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
• Richard Ian Dicks

  IRN RID00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
• Russell Jeremy Carter

  IRN RJC00063

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 26 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
• Samuel Rock

  IRN SXR00266

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
  • [FCA CF] Client dealing (since 26 Nov 2021)
• Simon John Gilvey

  IRN SJG01243

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 8 Dec 2021)
  • SMF3 Executive Director (since 8 Dec 2021)
  • [FCA CF] Client dealing (since 26 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
• Steven Mark Pymm

  IRN SMP01156

  • SMF3 Executive Director (since 8 Dec 2021)

No changes recorded yet.