Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 8 Dec 2021)
    • SMF3 Executive Director (since 8 Dec 2021)
    • [FCA CF] Client dealing (since 26 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
  • Broadland Consultants Ltd (no longer approved here)

    FRN 521208

    • Employed By (31 Mar 2010 to 7 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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