BRITISH ARAB COMMERCIAL BANK PUBLIC LIMITED COMPANY

• Principal Place of Business

  8-10 Mansion House Place

  London

  EC4N 8BJ

  UNITED KINGDOM

  Phone

  +442045325000

  Web

  https://www.bacb.co.uk

• Complaints Contact

  8-10 Mansion House Place

  London

  EC4N 8BJ

  UNITED KINGDOM

  Phone

  +442045325000

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Alternative Debenture, Debenture

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  • · Limited to debt instruments per AUTH 2.6.11G.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Alternative Debenture, Debenture

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  • · Limited to debt instruments per AUTH 2.6.11G.

• Andrew Dixon

  IRN AXD01326

  • CF2 Non Executive Director (13 Dec 2010 to 17 Dec 2010)
  • CF1 Director (1 Dec 2001 to 29 Oct 2010)
• Andrew Robet Graham

  IRN ARG01106

  • [PRA CF] Significant risk taker or Material risk taker (20 Oct 2021 to 5 Mar 2024)
• Andrew William Stafford Martin

  IRN AWM01050

  • CF3 Chief Executive (15 Apr 2013 to 27 Aug 2014)
  • CF1 Director (15 Apr 2013 to 27 Aug 2014)
• Anthony Richard Foulston

  IRN ARF01071

  • CF10 Compliance Oversight (5 Aug 2013 to 24 Dec 2013)
  • CF10a CASS Oversight function (5 Aug 2013 to 24 Dec 2013)
  • CF11 Money Laundering Reporting (5 Aug 2013 to 24 Dec 2013)
• Bashir Gazla

  IRN BXG01116

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 13 Sep 2002)
• Bassim Kamal Mahdi

  IRN BKM01018

  • CF2 Non Executive Director (27 Sep 2002 to 15 Sep 2003)
• Benaissa Boualem

  IRN BXB01243

  • CF1 Director (6 Jul 2004 to 26 May 2005)
  • CF2 Non Executive Director (6 Mar 2003 to 6 Jul 2004)
• Bhavesh Dattani

  IRN BXD28168

  • SMF16 Compliance Oversight (1 May 2020 to 2 Dec 2022)
• Brendan Michael Leddy

  IRN BML01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Feb 2017 to 12 Oct 2018)
  • SMF16 Compliance Oversight (2 Feb 2017 to 12 Oct 2018)
• Celeste Melodie du Plessis

  IRN CMD01080

  • SMF2 Chief Finance (14 Mar 2019 to 27 Oct 2021)

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