BRITISH ARAB COMMERCIAL BANK PUBLIC LIMITED COMPANY

• Principal Place of Business

  8-10 Mansion House Place

  London

  EC4N 8BJ

  UNITED KINGDOM

  Phone

  +442045325000

  Web

  https://www.bacb.co.uk

• Complaints Contact

  8-10 Mansion House Place

  London

  EC4N 8BJ

  UNITED KINGDOM

  Phone

  +442045325000

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Alternative Debenture, Debenture

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  • · Limited to debt instruments per AUTH 2.6.11G.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Alternative Debenture, Debenture

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  • · Limited to debt instruments per AUTH 2.6.11G.

• Chhavi Kakkar

  IRN CXK00202

  • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2023 to 10 Nov 2023)
• Christine Blackburn

  IRN CXB37792

  • [PRA CF] Significant risk taker or Material risk taker (3 May 2018 to 31 Mar 2021)
  • [PRA CF] Key function holder (1 Mar 2018 to 1 Mar 2018)
• Christine Johnston

  IRN CXJ01206

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 15 Nov 2016)
  • SMF16 Compliance Oversight (7 Mar 2016 to 15 Nov 2016)
  • CF11 Money Laundering Reporting (4 Sep 2014 to 6 Mar 2016)
  • CF10a CASS Oversight function (4 Sep 2014 to 6 Mar 2016)
  • CF10 Compliance Oversight (4 Sep 2014 to 6 Mar 2016)
• Christopher John Meade Keirle

  IRN CJK01015

  • CF1 Director (1 Dec 2001 to 29 Oct 2010)
• Christopher Noel Strong

  IRN CNS01009

  • SMF4 Chief Risk (7 Mar 2016 to 31 Mar 2021)
  • CF28 Systems and controls (23 Mar 2015 to 6 Mar 2016)
• Christopher Raymond Edgar Berrington

  IRN CXB86578

  • [PRA CF] Significant risk taker or Material risk taker (19 Jun 2020 to 28 Jan 2021)
• Clare Marie Wilson

  IRN CXW00300

  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jun 2021 to 21 Mar 2022)
• Clint Eastwood

  IRN CXE00192

  • [FCA CF] Material risk taker (since 20 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2023)
• Conor McNamara

  IRN CXM00973

  • [FCA CF] Material risk taker (since 20 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2023)
• Crispian Humphrey Denby

  IRN CHD01019

  • CF1 Director (13 Mar 2013 to 5 Sep 2014)
  • CF10a CASS Oversight function (1 Oct 2011 to 27 Aug 2013)
  • CF28 Systems and controls (1 Nov 2007 to 5 Sep 2014)
  • CF29 Significant management (1 Nov 2007 to 5 Sep 2014)
  • CF20 Significant Mgt (Settlements) (24 Jun 2003 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (9 Oct 2002 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.