Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shane Robert Langford

    IRN SRL01056

    • CF26 Customer Trading (15 Mar 2002 to 1 May 2005)
  • Sharon Hyman Weintraub

    IRN SXW81492

    • SMF3 Executive Director (16 Jul 2020 to 30 Jun 2023)
  • Shaun O'Donnell

    IRN SXO01067

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Shawn Wharton

    IRN SXW00337

    • [FCA CF] Material risk taker (1 Feb 2020 to 26 Mar 2021)
    • [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2020)
  • Shet Fern Tan

    IRN SFT01016

    • CF26 Customer Trading (1 Feb 2005 to 31 Dec 2005)
  • Shirley Chou Yang

    IRN SCY01004

    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2004)
  • Siew Lee Ho

    IRN SLH01062

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Simon Hunt

    IRN SXH01305

    • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Simon James

    IRN SXJ01299

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF26 Customer Trading (8 Feb 2006 to 31 Oct 2007)
  • Simon James Armstrong

    IRN SXA11929

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2020)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.