BRITANNIC TRADING LIMITED

Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon James Ashley

    IRN SXA00282

    • [FCA CF] Material risk taker (1 Feb 2020 to 30 May 2023)
    • [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2020)
  • Simon James Halfacre

    IRN SJH01314

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Simon John Maynard Gilbertson

    IRN SJG01234

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (10 Jan 2005 to 31 Oct 2007)
  • Simon Jonathan Basey

    IRN SJB01569

    • CF30 Customer (14 Jan 2013 to 9 Dec 2013)
  • Simon Orebi Gann

    IRN SXO01097

    • CF29 Significant management (1 Nov 2007 to 1 Mar 2008)
    • CF8 Apportionment and Oversight (19 Mar 2002 to 1 Mar 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Simon Paul Papa

    IRN SPP01057

    • CF26 Customer Trading (19 Jul 2004 to 31 Dec 2005)
  • Simon Philip Cattle

    IRN SPC01125

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2008)
    • CF1 Director (13 Dec 2006 to 1 Nov 2007)
  • Simon Richard Kaye

    IRN SRK01021

    • CF26 Customer Trading (20 Jul 2004 to 31 Dec 2005)
  • Soo-Hee Beh

    IRN SXB01426

    • CF26 Customer Trading (1 Dec 2001 to 23 Aug 2004)
  • Srikaran Rajasingam

    IRN SXR01552

    • CF30 Customer (26 Nov 2007 to 7 May 2009)
    • CF26 Customer Trading (8 Aug 2005 to 31 Dec 2005)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.