Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Thomas Maidment Norman

    IRN STN01004

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (2 Jun 2003 to 31 Dec 2005)
  • Sandra Braun

    IRN SXB01548

    • CF29 Significant management (1 Nov 2007 to 19 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Oct 2007 to 31 Oct 2007)
  • Sarah Elizabeth Harvey

    IRN SEH01064

    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2004)
  • Sarah Wynne Morgan

    IRN SWM01055

    • CF30 Customer (1 Nov 2007 to 6 Aug 2010)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Savvas Nickalou Manousos

    IRN SNM01029

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Mar 2002 to 19 Jul 2004)
  • Scott Christian Reynolds

    IRN SXR01253

    • CF26 Customer Trading (4 Jun 2004 to 24 Mar 2006)
  • Scott Wells

    IRN SXW01521

    • CF26 Customer Trading (15 Jun 2004 to 31 Dec 2005)
  • Sean Siegrist McNeil

    IRN SSM01037

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)
  • Sergey Rutskov

    IRN SXR01569

    • CF30 Customer (1 Nov 2007 to 14 Oct 2009)
    • CF26 Customer Trading (27 Oct 2005 to 31 Dec 2005)
  • Shabbeer Ahmad Choudhury

    IRN SAC01129

    • CF26 Customer Trading (12 Mar 2002 to 14 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.